Question 1

Who is CompliOS for?

Accepted Answer

CompliOS is built for regulated professionals — accountants, solicitors, and estate agents — who need to comply with anti-money laundering and other regulatory obligations. We support firms in the UK, Australia, Ireland, and New Zealand. Whether you are supervised by the SRA, ICAEW, ACCA, HMRC, AUSTRAC, the Law Society of Ireland, or the DIA, CompliOS provides the tools to manage your compliance obligations efficiently.

Question 2

How is CompliOS different from AMLCC or SmartSearch?

Accepted Answer

Unlike point solutions that focus on screening or training alone, CompliOS is an end-to-end compliance platform. We combine inspection simulation, risk assessment, client due diligence, ongoing monitoring, and regulatory reporting in a single platform — purpose-built for multi-territory compliance.

Question 3

What does the inspection simulation actually do?

Accepted Answer

Our inspection simulation analyses your firm against the exact criteria used by your regulator (SRA, ICAEW, ACCA, HMRC, AUSTRAC, or Law Society of Ireland). It identifies gaps in your compliance programme, scores your readiness, and provides prioritised recommendations to fix issues before an actual inspection.

Question 4

I'm an estate agent supervised by HMRC. Is CompliOS relevant for me?

Accepted Answer

Absolutely. HMRC supervises over 30,000 firms for AML compliance and issued 369 financial penalties recently. CompliOS includes HMRC-specific workflows, risk assessment templates, and inspection preparation tools tailored to estate agency compliance requirements.

Question 5

What about the FCA becoming the single AML supervisor?

Accepted Answer

The UK government has proposed consolidating AML supervision under the FCA. CompliOS is designed to adapt to regulatory changes — our multi-regulator architecture means we can add FCA-specific workflows as the transition unfolds, keeping your firm compliant throughout.

Question 6

Where is my data stored?

Accepted Answer

Data is stored in region-specific infrastructure to meet local residency requirements. UK data resides in Google Cloud's London region (europe-west2), with additional regional hosting available for Australia and Ireland. We use encryption at rest (AES-256) and in transit (TLS 1.3), role-based access controls, and follow security best practices.

Question 7

Can I try CompliOS before committing?

Accepted Answer

Yes. Every plan includes a 14-day free trial — no credit card required. You can explore the platform, run an inspection simulation, and see your compliance readiness score before committing to a paid plan.

Question 8

What regulators does CompliOS support?

Accepted Answer

CompliOS supports firms supervised by the SRA, ICAEW, ACCA, HMRC, AUSTRAC (Australia), the Law Society of Ireland, Chartered Accountants Ireland, CPA Ireland, and the DIA (New Zealand). Our platform covers major AML supervisory bodies across four territories.

Question 9

Do you support Australian firms?

Accepted Answer

Yes. CompliOS supports Australian firms regulated under AUSTRAC Tranche 2, which brings 80,000+ entities — including accountants, lawyers, and real estate agents — under AML/CTF obligations from July 2026. We provide AUSTRAC-specific workflows, risk assessments aligned to the AML/CTF Act 2006, and Australian data residency options.

Question 10

What compliance domains does CompliOS cover?

Accepted Answer

CompliOS covers AML/CTF compliance, inspection readiness, SAR/SMR/STR management, ongoing monitoring, estate agent compliance, conveyancing risk, FCA readiness, GDPR and data protection, anti-bribery (Bribery Act 2010), health and safety, CPD and training management, benchmarking, and practice management integrations. Our public API also enables custom integrations with your existing tools.

Compliance, simplified

Everything inspectors check, in one platform

Inspection Readiness

Built for every AML supervisor

Solicitors Regulation Authority

Institute of Chartered Accountants in England and Wales

Association of Chartered Certified Accountants

HM Revenue & Customs

Australian Transaction Reports and Analysis Centre

Law Society of Ireland

Department of Internal Affairs (New Zealand)

Three steps to compliance confidence

Connect your practice

See your readiness score

Fix what matters most

Built different, for a reason

Inspection Simulation

AI Compliance Assistant

Entity Relationship Mapping

Evidence-Based Scoring

International Compliance

GDPR & Data Protection

24 Automated Rules

Multi-Regulator Workflows

Simple, transparent pricing

Basic

Professional

Enterprise

Frequently asked questions

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